Fiducion is what happens when the best tool in 401(k) sales meet the best service in 401(k) fiduciary protection. Together, our two brands give advisors a full-lifecycle ecosystem — a smarter way to sell, a stronger way to serve, and a clear path to growth.
(k)quote is 401(k) sales technology that helps recordkeepers and advisors analyze existing plans, benchmark fees and investments, and create clear side-by-side proposals faster—making it easier to identify opportunities, explain value, and win more business.
3(38) Investment Fiduciaries, Inc. serves as an outsourced investment fiduciary for retirement plans, helping advisors and plan sponsors select, monitor, and replace investments while documenting a prudent fiduciary process.
Through (k)quote, we provide 401(k) sales technology that helps advisors and recordkeepers streamline the proposal and benchmarking process.
Through 3(38) Investment Fiduciaries, Inc., we serve as a 3(21) or 3(38) investment fiduciary, helping advisors deliver a prudent, documented investment process while freeing up their time to focus on client relationships and growth.
(k)quote helps advisors and internal sales teams take greater control of the 401(k) sales process. Our Keystroke Library shows users where to find where fee disclosure documents are located, while the PDF Analyzer quickly scans in the documents and identifies fees ad investments.
From there, (k)quote creates side-by-side fee and investment comparisons in minutes and allows users to control the investment mapping, helping them guide the conversation, shape the transition strategy, and move opportunities forward faster.
Trust our platform for their sales desk.
Source:2025 PLANSPONSOR DC Recordkeeper Survey (data as of December 31, 2024), 2020 PLANSPONSOR DC Recordkeeping Survey (data as of December 31, 2019), and 2015 PLANSPONSOR DC Recordkeeping Survey (data as of December 31, 2014).
Just like a loyal companion, Fiducion’s 3(38) Investment Fiduciaries, Inc. is your loyal back office, stepping in as a 3(21) or 3(38) investment fiduciary.
We are here to support the plans you serve!
From investment selection and ongoing monitoring, to fund replacement and fiduciary documentation – Fiducion frees up your time to focus on client relationships and growth.
PLANS™ is our proprietary investment evaluation and monitoring methodology designed to help retirement plan fiduciaries make informed, consistent, and well-documented decisions. It evaluates investments using factors such as relative performance, risk-adjusted returns, manager tenure, expenses, and investment style, while target-date funds are reviewed based on their glide path, lifecycle risk management, asset allocation, net cost, and stewardship. By assigning each investment a score from 0 to 100, PLANS™ helps identify investments that may require additional monitoring or replacement and provides a disciplined, repeatable process that supports prudent fiduciary oversight.
Our investment committee includes professionals with institutional investment backgrounds and respected industry designations, including CFA and CIMA®.
